台新金控

Date of events

  2021/12/24

To which item it meets

paragraph 20

Statement

1.Name and nature of the underlying assets (if preferred shares, the terms

and conditions of issuance shall also be indicated, e.g., dividend yield,

etc.):

The partial assignment of the Bank's right and obligations under the

syndicated agreement for TAIWAN BROADBAND COMMUNICATION CO., LTD.

(as the Representative Debtor)

2.Date of occurrence of the event:2021/12/24

3.Amount, unit price, and total monetary amount of the transaction:

Total transaction:NTD 1,300,000,000

4.Trading counterparty and its relationship with the Company (if the trading

counterparty is a natural person and furthermore is not a related party of

the Company, the name of the trading counterparty is not required to be

disclosed):

TAIPEI FUBON COMMERCIAL BANK CO., LTD.

It is not a related party to the Company.

5.Where the trading counterparty is a related party, announcement shall also

be made of the reason for choosing the related party as trading counterparty

and the identity of the previous owner, its relationship with the Company

and the trading counterparty, and the previous date and monetary amount of

transfer:Not Applicable

6.Where an owner of the underlying assets within the past five years has

been a related party of the Company, the announcement shall also include the

date and price of acquisition and disposal by the related party, and its

relationship with the Company at the time of the transaction:Not Applicable

7.Matters related to the current disposal of creditors' rights (including

types of collaterals of the disposed creditor’s rights; if creditor's

rights over a related party, announcement shall be made of the name of the

related party and the book amount of the creditor's rights, currently being

disposed of, over such related party):

Collateral of the disposed creditor's rights: land, buildings, equipment

and so on.Creditor's rights toward an actual related party: Not Applicable

8.Profit or loss from the disposal (not applicable in cases of acquisition

of securities) (those with deferral should provide a table explaining

recognition):None

9.Terms of delivery or payment (including payment period and monetary

amount), restrictive covenants in the contract, and other important terms

and conditions:

In compliance with the syndicated agreement.

10.The manner of deciding on this transaction (such as invitation to tender,

price comparison, or price negotiation), the reference basis for the

decision on price, and the decision-making unit:

Related terms and conditions are in accordance with the Facilities Agreement

and common market practices. The decision-making department is the

authorized competent department.

11.Net worth per share of the Company's underlying securities acquired or

disposed of:Not Applicable

12.Cumulative no.of shares held (including the current transaction), their

monetary amount, shareholding percentage, and status of any restriction of

rights (e.g., pledges), as of the present moment:Not Applicable

13.Current ratio of securities investment (including the current trade, as

listed in article 3 of Regulations Governing the Acquisition and Disposal of

Assets by Public Companies) to the total assets and equity attributable to

owners of the parent as shown in the most recent financial statement and

working capital as shown in the most recent financial statement as of the

present:Not Applicable

14.Broker and broker's fee:Not Applicable

15.Concrete purpose or use of the acquisition or disposal:

Loan Portfolio Management

16.Any dissenting opinions of directors to the present transaction:None

17.Whether the counterparty of the current transaction is

a related party:NO

18.Date of the board of directors resolution:NA

19.Date of ratification by supervisors or approval by

the Audit Committee:NA

20.Whether the CPA issued an unreasonable opinion regarding the current

transaction:Not Applicable

21.Name of the CPA firm:Not Applicable

22.Name of the CPA:Not Applicable

23.Practice certificate number of the CPA:None

24.Whether the transaction involved in change of business model:None

25.Details on change of business model:Not Applicable

26.Details on transactions with the counterparty for the past year and the

expected coming year:Not Applicable

27.Source of funds:Not Applicable

28.Any other matters that need to be specified:None